Job Description and Responsibilities The Interactive Brokers Group is looking for an experienced Compliance person with a background in regulatory reporting including such systems as: FINRA OATS and stock Trade Reporting Facilities, FINRA TRACE bond trade reporting, MSRB RTRS municipal bond reporting, OCC LOPR system and CFTC and US Commodity exchange Large Trader/OCR reporting. This position requires related experience in the financial services industry, and a broad understanding of investigative techniques and problem management. The analyst s focus will primarily be on the ability to identify and research potential regulatory reporting issues related to stock, fixed income, derivative securities and commodity Associated topics: attorney corporate, business, compliance, compliance office, counsel, internal, lawyer, legal, legal affairs, legal department
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