• Interactive Brokers LLC
  • $152,540.00 -152,540.00/year*
  • Greenwich , CT
  • Legal
  • Full-Time

Job Description and Responsibilities The Interactive Brokers Group is looking for an experienced Compliance person with a background in regulatory reporting including such systems as: FINRA OATS and stock Trade Reporting Facilities, FINRA TRACE bond trade reporting, MSRB RTRS municipal bond reporting, OCC LOPR system and CFTC and US Commodity exchange Large Trader/OCR reporting. This position requires related experience in the financial services industry, and a broad understanding of investigative techniques and problem management. The analyst s focus will primarily be on the ability to identify and research potential regulatory reporting issues related to stock, fixed income, derivative securities and commodity
Associated topics: attorney corporate, business, compliance, compliance office, counsel, internal, lawyer, legal, legal affairs, legal department

* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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